At Stonewall Capital, we help create programs and portfolios to meet many different types of financial goals. One of our greatest strengths is the ability to integrate our client’s personalized plan with their investment strategy and respond to changes in their situation or current market conditions. We can help you plan for today and tomorrow, whether you are investing to build wealth, produce income, or preserve your assets.
We work with you to learn as much as we can about your financial situation, future goals, objectives, and risk tolerance. We then analyze your current investments and determine a strategy to reach your goals and objectives. We will consider a broad and diverse range of investment options to achieve optimal performance, while adhering to the important aspects of risk management, liquidity, and costs.
Stonewall Capital clients are rooted in family, friends and their referrals. It consists of individuals from many walks of life including working professionals, business owners, people just starting out and retirees. We pride ourselves in our ability to offer a unique approach based on individual client needs and long-lasting relationships.
Rick is a graduate of the University of Massachusetts, where he earned a BA in Economics. He started his career on Wall Street in New York in 1991 as a stock and options trader at Waterhouse Investor Services. Rick found his way to way to Manchester, NH with Waterhouse where he opened the company’s first retail branch office in Northern New England and served as Vice President/Branch Manager. Through the mid 2000’s he managed private investment accounts for UBS Financial and as an Independent Advisor through Jefferson Pilot Securities. Since then, he has served as Vice President and Treasurer of the New England Intercollegiate Lacrosse Association and The American Lacrosse Company. He has also served in the athletic departments at Saint Anselm College and Franklin Pierce University.
In 2018, Rick started Stonewall Capital Management, a registered investment advisory specializing in asset management and retirement planning. He is a 20 year resident of Bedford, New Hampshire where he lives with his wife and two children.
Client accounts are held at ETrade Financial Corporation and serviced through their Platinum Advisor Services Division, an industry-leading platform designed to empower and support independent advisors. ETrade Platinum Advisor Services provides a full range of investment vehicles, a wide array of trading services, and investment account options that allow us to better service our clients’ needs.
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Stonewall Capital Management L.L.C. ("Stonewall Capital") is a Registered Investment Advisor ("RIA"), located in the State of New Hampshire. Stonewall Capital provides investment advisory and related services for clients nationally. Stonewall Capital will maintain all applicable registration and licenses as required by the various states in which Stonewall Capital conducts business, as applicable. Stonewall Capital renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
Please read these terms and conditions of use (“Terms”) carefully before using the website located at stonewallcapitalmgmt.com (“Website”) or any of the information or services provided by Stonewall Capital Management L.L.C. (collectively “Stonewall Capital”, “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Stonewall Capital in connection with the Website and should promptly terminate all use
thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.
Stonewall Capital reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.
These Terms were last updated on September 12, 2018.
Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.
Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.
This website is intended to provide general information about Stonewall Capital and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.
Market data, articles and other content on this website are based on generally available information and are believed to be reliable. Stonewall Capital does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice.
Please remember that it remains your responsibility to advise Stonewall Capital, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.
Stonewall Capital will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory
person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may contact us at firstname.lastname@example.org to request a free copy via .pdf or hardcopy.
Stonewall Capital often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Stonewall Capital makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Stonewall Capital private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
Please note: Stonewall Capital does not accept trading or money movement instructions via email.
As a registered investment advisor, Stonewall Capital emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Stonewall Capital or the securities regulators.
If you have received an email from Stonewall Capital in error, we ask that you contact the sender and destroy the email and its contents.
Stonewall Capital may utilize third-party websites, including social media websites, blogs and other interactive content. Stonewall Capital considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Stonewall Capital generally retains copies of information that Stonewall Capital or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Stonewall Capital or the securities regulators.
Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Stonewall Capital’s advisory persons after entering into an advisory agreement and provided Stonewall Capital with
all requested background and account information.
If you have any questions regarding our policies, please contact us email@example.com.